O compliance officer como garantidor na lei de lavagem de capitais

Abstract

Giving the recent changes in the Capital Laundering Law, an active factor takes place to prevent and fight the offense provided in this law, therefore the present work aims to explain the institute of compliance on the Capital Laundering Law. It also identifies the complianceofficer position as the guarantor on the Capital Laundering Law, in view of the duty of care, protection, as well as the vigilance ruled on the said law. Also, the principle of the guilt strand forbids the objective penal accountability to draw the penal accountability of the compliance officer.